Code of Professional Conduct
IFCCI's Code of Professional Conduct establishes the ethical framework and behavioral standards expected of all certified financial professionals.
Governance & Oversight
This Code of Professional Conduct is developed and maintained by IFCCI with input from industry advisors and subject-matter professionals. It reflects institutional best practices and is not a regulatory instrument. Compliance is expected of all IFCCI-certified professionals and affiliated entities as a condition of certification and continued recognition.
Core Principles
All IFCCI-certified professionals are expected to uphold these six foundational principles in their professional conduct.
Integrity
Act with honesty and fairness in all professional dealings. Do not engage in deceptive, manipulative, or fraudulent conduct. Uphold the trust placed in you by clients, institutions, and the public.
Professional Competence
Maintain and continuously develop the knowledge and skills necessary to provide competent professional services. Stay current with industry developments, regulatory changes, and best practices relevant to your certified domain.
Fairness & Objectivity
Provide advice and services based on objective analysis. Avoid conflicts of interest, and where they arise, disclose them fully. Do not allow personal interests, compensation structures, or third-party relationships to compromise professional judgment.
Transparency
Communicate clearly, accurately, and completely. Disclose all material information relevant to clients' decisions. Do not misrepresent qualifications, performance records, or the nature of financial products and services.
Responsibility
Accept accountability for professional actions and decisions. Act in the best interest of clients and the broader public. Report unethical behaviour or violations of this Code through appropriate channels.
Confidentiality
Protect confidential information obtained in the course of professional activities. Do not use such information for personal advantage or disclose it without proper authorization, except where legally required.
Application & Scope
This Code applies to all individuals and entities operating under IFCCI certification or recognition:
- Certified Financial Trader (CFT) holders at all levels
- IFCCI-accredited instructors and faculty members
- Institutions and academies operating under IFCCI frameworks
- Participants in IFCCI programs including IFTC, MMOWA, and OFL
- Any individual or entity publicly representing IFCCI affiliation
Enforcement & Compliance
Violations of this Code may result in disciplinary action, including but not limited to:
All complaints and reports are reviewed by IFCCI's independent review process. Individuals subject to disciplinary proceedings are afforded the opportunity to respond before any action is taken.
Report a Concern
If you wish to report a potential violation of this Code, please contact:
support@ifcci.org.my